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    PLAYLIST

    Reg Round Up

    Compliance & Regulation Playlist

    Updated March 8, 2019 | 9 videos | Total Play Time: 5h 11m 18s
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    emma.healy@asset.tv's picture
    Submitted by [email protected] on Thu, 2018-03-15 10:08

    Description

    This playlist features content exploring the regulatory landscape and the impact on the wealth and asset management community. If you think there is anything I should add, please email me at [email protected]

    Videos

    • 00:53:12

      Regulatory Round-Up | December 2018

    • 00:41:10

      Regulatory Round Up | July 2018

    • 00:32:12

      Regulatory Round Up | May 2018

    • 00:31:02

      Regulatory Round Up | January 2018

    • 00:34:23

      Regulatory Round Up

    • 00:41:23

      Why GDPR?

    • 00:37:14

      MiFID II: Ensuring Investor Protection

    • 00:34:36

      Financial Controls & Regulatory Reporting

    • 00:06:06

      Senior Managers and Certification Regime

    Other Resources

    • FCA - Regulation round-up February 2018

    • FCA - Regulation round-up March 2018

    • FCA - Regulation round-up July 2018

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