Akademia

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A knowledge sharing community of students, tutors, content sponsors, and acclaimed industry experts – with access to high-quality educational content accredited by the Chartered Insurance Institute (CII) and the Chartered Institute for Securities & Investment (CISI). Accessing this channel requires consent to share your details and viewing activity with sponsors.

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Regulatory pressures on advice businesses have not been “locked down”

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Learning: Structured

Tutors:

  • Mark Greenwood, Director of Compliance Services, SimplyBiz
  • Jennifer Peaty, Field Compliance Development Manager, Compliance First
  • Karl Dines, Head of Business Consultancy, SimplyBiz
  • Davinia Rogers, Investment Services Director, SimplyBiz

Learning outcomes:

  1. To understand the most common compliance problems that advisers came across in 2021
  2. To gain an understanding of the FCA's 'Consumer Duty' and what it means for advisers
  3. To understand how the pandemic has changed the investment landscape

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Akademia
Simplybiz