Regulatory oversight in financial services is only intensifying, and SMCR’s latest evolution demands careful attention. Andrew Pullman, Founder and CEO at Peopleclear, outlines a practical pathway to mastering SMCR, highlighting clear responsibility, robust audit trails, and the necessity of secure record-keeping. With new guidance covering both financial and non-financial misconduct, the era of makeshift compliance is over.

Chapters

• 04:16 Technology, Security, and GDPR Considerations
• 11:10 Impact of SMCR and Regulatory Changes
• 16:17 Future Plans for Peopleclear